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| | -- By AnneFox - 14 Feb 2012 | |
> > | Eben, I would like to continue editing this paper over the summer. Thank you. | | Introduction | |
< < | At the risk of sounding as though I’m teetering on the edge of an existential crisis, much of what we talk about in class makes me question the stability of the world around me. If we question the system that is the “law”—whether it be the morality, consistency, or definition of legal practices—we can easily move to questioning other overarching infrastructures of our existence like mathematics or time. | | | |
< < | If we are actually
moving "easily," it's probably because we have failed to appreciate
something important about the differences. Law is not a system in
the sense that mathematics is a system, and it is less like time than
it is like mathematics. Law is a rhetoric, used by politics to
impose governmental social control. To question, which means to
challenge, this rhetoric is no more nor less than lawyers do all the
time: there is no way to represent clients without questioning "the
system that is 'the law.'" Questioning the system that is
mathematics is not the business of mathematicians, even supposing
that mathematics is but a rhetoric itself, and all the formalities in
which it fortifies itself are but shadow's of immense
Gödelian uncertainty, which for most purposes I think all the
mathematicians I know would deny.
Legal thinking in the twentieth century was affected by Einstein and
Gödel, but also by Freud and by Marx. It will help you to
remember as you think about these questions that law is made of the
social and the psychological more than it is made of the physical or
formal. | > > | Much of what we talk about in class makes me question the stability of the world around me. The oldest I have ever been is still young and in trying to apprehend what people mean by the phrase “grown up,” I find that the wisdom that comes with age is less about increased vocabulary, places traveled or some other such things, and more about relationships and understanding the world in which we live. At the point of being in the first year of an academic program designed to change how I think, I often find myself searching for meaning. | | | |
< < | | > > | I ask myself: What do laws mean? What does a lawyer really do? What can I really do as a lawyer? | | | |
< < | While I don’t mean to inspire fear in myself or in the world at large, I think it is worthwhile to probe these questions in much the same way that Holmes says we should always continue the search for truth, even if we know it is futile. | > > | I spent the bulk of last year researching Lewis Carroll’s literature—looking mainly at the successes and limitations of logic in providing meaning to an individual. I see many of the same issues arising with the idea of “the law” and often find myself reflecting on the conclusions I drew while working on my thesis. | | | |
< < | I spent the bulk of last year researching mathematical systems in Lewis Carroll’s literature—looking mainly at the successes and limitations of logic in providing meaning to an individual. I see many of the same issues arising with the idea of “the law” and often find myself reflecting on the conclusions I drew while working on my thesis—questioning some, affirming others, but all the while throwing myself back at the same obstacles I faced then in interpreting reality. | | “Certainty Generally is Illusion” | |
< < | I cannot seem to shirk the idea of necessary faith in axioms and how unsettled it makes me. Unfortunately, as Holmes states, “certainty generally is illusion, and repose is not the destiny of man…you can give any conclusion a logical form.” In order to feel safe, we assume that we think about law in a way that provides us with certain consequences, but it’s simply not true—it’s all just a rationalization to keep the system from collapsing. | | | |
< < | Which does not prevent
"faith in axioms" from being an effective description of a very
important component of human thought, quite philosophically
defensible from pragmatist positions like Holmes'. Indeed, this is a
point of view one might find in both Holmes and the younger
Wittgenstein. Finding that connection, with results that are
possibly relevant to the larger discomfort you say you are feeling,
can be seen tediously occurring in a law review article I wrote once
upon a time with a very clever former student in this course. See
Zapf & Moglen, Linguistic Indeterminacy and the Rule of Law: On the
Perils of Misunderstanding Wittgenstein, 84 Geo. L. Rev. 485 (1996).
When I’m feeling particularly unattached from the world I live in, I’ll wake up feeling like Alice—feeling like it’s possible I’ve been cast into some dream world where backwards is upwards and all the convictions I thought I held are meaningless. I realize that the only way around this is to adhere to the “rules” of the system in which I find myself, in much the same way that Alice does while she makes her nonsensical journey.
Are you sure that this
is the only way? Or, from another point of view, a closely related
question: does it not seem important to you that Alice is a child?
She is drawn by a great portrayer of children, and she possesses in
all respects the mind and the emotional life of a girl "seven and a
half exactly."
But any action requires trust in something unseen—like Godel’s proof. You can’t achieve a system that proves the true and eliminates the false. Legal concepts do not attach to anything in the “real world,” so how can judicial decisions hold if they are essentially meaningless?
By the weak force of the
law as social control, which would be precisely the same as the force
by which they would (and do) hold when they are essentially
meaningful.
This is the crucial part of the realist understanding for your
present inquiry: the power that lies in judicial rulings is not
determined by their formal correctness. The judge's order, unless
interfered with by some other judge, powers sufficient bureaucratic
intermediaries to assure the desired incidence of the public force.
Its result is its meaning; the language that rationalizes the
decision is subject to multiple subsequent acts of interpretation,
but the act of power is unambiguous.
I would argue that they hold because they must in order to prevent social chaos.
"Social chaos" is
prevented by social control stronger than law.
Suppose that a man one-hundred yards away collapses to the ground, bullet in his stomach, moments after a gun fires. How can we be sure that the bullet was shot from the very same gun? Relying on pure instinct, it’s clear that we do not know—relying on physics it’s less clear that we do not know, but really we still do not, simply because truly “knowing” involves proving the “truth.”
What had this to do with
what came before? As an argument, it is not good. The law never
requires perfect certainty in the proof of facts. Most of the time,
mere probability will do, which we call "preponderance of the
evidence." Even at our most supposedly scrupulous, when we are
finding facts bearing on the life or liberty of a prisoner standing
at bay before the whole of the outraged community, we need no more to
prove the most crucial fact than the degree of certitude each
individual juror would require "in a matter of important business of
his own," as we have been telling jurors for hundreds of years. This
we call "proof beyond a reasonable doubt."
To make any decision within the rules of our society we have to suspend belief in a consistent method. There seems to be some difficulty here, as Jerome Frank notes when he points out the limitations on absolute justice due to subjective facts. It is hard to know anything for sure.
But power is not exercised by knowing for sure.
No matter who wields it, no matter with what degree of deliberation or urgency, judgment is a human art, based on knowing rather than knowing "for sure."
| > > | The idea of necessary faith in axioms makes me unsettled. Holmes states that “certainty generally is illusion, and repose is not the destiny of man…you can give any conclusion a logical form.” In order to feel safe, we assume that we think about law in a way that provides us with certain consequences, but it’s simply not true—it’s all just a rationalization to keep the system from collapsing.
(Upon your suggestion, Eben), I’ve looked further into the application of Wittgenstein’s philosophies to legal theory. Where Carroll lavishes in nonsense as a storytelling technique, Wittgenstein sees a belief in the mutable status of words as a great threat to philosophers and human understanding. As Carroll scholar George Pitcher states, “the Philosopher’s mind, on Wittgenstein’s view, is just Alice’s mad world internalized” (611). A philosopher is much like a child—both grapple with new and troubling environments and only succeed in understanding when they find a system that functions logically.
Even if we accept that Wittgenstein does not support an linguistic indeterminacy argument—that he rather suggests that “language is safe and that it is not particularly malleable” because there is no need to justify the application of words, do we not still face problems with understanding meaning?
Skeptics find even rule-based accounts of language suspicious—that rules cannot guide new applications of words because they are “merely generalizations about observed regularities in the past,” with the expectation that the future will be the same (492). While Wittgenstein might say that these inquiries about rules do not apply to the meanings of words, they could easily apply to the meaning of legal precedent and judicial decisions. | | Legal Consequences | |
< < | Holmes says that things are what they do, not what they’re called, and Cohen says that legal decisions are more than what they do—that they operate on various factors to do what they do, so they are composed both of the past and the future. My guess is that what Cohen is looking to set up is some sort of function like C=D(X1, X2, X3,…, Xn) where C is the consequence resulting from the action of D (the decision) on any number of pieces of social information (the Xs). It’s nice to think of things this way—putting things in terms of a formula makes me feel a little safer, but that calm implodes when I actually think about laws in the real world. Social information is infinite, and it would be impossible to know how many factors a decision takes into account, let alone the subjectivity of taking anything into account in the first place. Do we kid ourselves by thinking that law has anything great to do with society? | | | |
< < | Using "kid" and
"anything great" in one sentence makes the easy answer, "yes." But
that's not very edifying. Put in more precise language, even the
most arbitrary act of power occurs within the system of social
action, and has everything to do with society. We can think
sociologically about anything that happens in society, which is where
law happens. Doing so is helpful in the same way that thinking
anthropologically about our own culture is helpful: it allow us to be
simultaneously "inside" and "outside" our own social and cultural
frames. This might be how we can best deal with the anxieties
resulting from feeling particularly unattached from the world we live
in, when we are no longer seven and a half, exactly. | > > | Cohen says legal decisions operate on various factors to do what they do. Cohen believes in context—he is skeptical about meaning of laws, but rests on his “function of social forces” as the closest interpretation he can find to what the law means. Jerome Frank is skeptical about the meaning of facts and questions that, if even at the basest level facts determined by a fact-finder cannot be axiomatically held as true, then on what does the concept of law even rest? | | | |
< < | | > > | I am not sure how Wittgenstein would address these problems. Law is different than language. Carroll’s characters alone show that words can be interpreted or misunderstood in an infinite number of ways. When at a trial, Alice sees a guinea pig “immediately suppressed by the officers of the court,” which, in her inexperienced mind meant that he was shoved in a sack and sat on by the officers. Perhaps bringing one’s mind into accord with society is too just a part of maturing—as I mentioned earlier, maybe vocabulary itself is not nearly as important as understanding the value of words to the masses.
The “Interpretive Community Account,” (the common consensus of how a word should be used defines it’s meaning) runs somewhat parallel to Cohen. The Moglen/Zapf article examines possible problems with this theory: 1) It requires a community consensus, which there is inherently not in many legal actions; and 2) The theory is still a rule that rests on previous meaning. Cohen’s theory seems not so different, as it just incorporates more factors and consequences that require more social information and values. This approach is not nearly as “rules” based, but it’s also unwieldy. How far down the consequences line are judges required to see? | | What, then, is Law? | |
< < | In discussing Cohen, we said that law is a weak form of social control—that law does not determine, but reflects. | | | |
< < | The latter point, though
true, is not the same as the former, which is
truer.
I suppose this is to say that laws are not unreliable in general, but that they do not really hold much significance in the present.
On the contrary, their
weakness is that so much of what they hold is mere significance.
Strong forces of social control—like family, religion,
marriage, and table manners—are not required to signify in
order to dominate our actions. Hence the profundity of a power,
rooted in the unconscious, which law can never hope even to
approach.
To bring in Carroll again, the White Queen teaches Alice “the rule is jam tomorrow and jam yesterday, but never jam today.” According to this, there is no present—once the brain perceives something, that thing is already in the past. In line with this idea, the law can never control anything—it can only pass judgment on things that have already occurred. It seems the law does not exist to change a social trajectory but more so to enforce it as it moves through time.
This is an example of
the failure of a metaphor. Why two formulations merely grammatically
similar should entail altogether parallel consequences, one wonders.
The law controls actions by virtue of the presence of predictors of
legal outcomes, who accordingly help clients to shape behavior in
order to achieve intended consequences while minimizing contingent
risks, including risks due to legal uncertainty. Lawyers mediate the
social control exercised by the law, amplifying the actual occasions
of the public force by their role in predicting and restructuring
conduct, including by legislation, which in its pure form is
precisely the alteration of the rules of decision in future cases.
When Alice plays croquet, she admits that the Queen is “so likely to win, that it’s hardly worth while finishing the game.” In Wonderland’s political system, there are no clear rules, no clear laws, but only the absolute power of a singular monarch.
Alice's dream is the
dream of a child. Dodgson is a realistic depicter of children's
dreams, made more vivid without changing the underlying semantics
available to a child's unconscious mind.
Robinson’s case with the kid who breaks into the AUSA’s house works in much the same way—the people in power try to exact their own motives on those who are powerless.
Much the same way,
except that it happens in the real adult world of power that is
layered in complex and cross-cutting ways throughout society's
complex morphology. Social power for Alice is the absolute authority
of parents, which can be resisted but not defeated. But neither we
nor Alice live there anymore.
Our world, though, unlike Wonderland, has some order—at least enough to help Robinson protect his client. Legal rules are clearly important in this way, but the outcomes are still unpredictable. Is law then just a means of defining our mob mentalities? Does it bring us any closer to certainty, or does it just prevent chaos? Is it as passive as Cohen makes it out to be? All questions to which I have no answers.
Questions to which you
have no answers are not the appropriate content for the conclusion of
an essay like this. Your goal might well be to suggest to the reader
implications of your ideas their own minds might explore. But the
conclusion of your writing should be one. You will not give the full
measure to your readers unless you leave them imbued with the
confidence that you bring to your own
thinking.
There's much of interest in this draft, but it needs some strong
editorial shaping. If you are to bring Alice in Wonderland along
with you, I've indicated the places where I think a little more
interpretive effort with the text itself is worth undertaking. For
my part, I'd say that was scaffolding on which your more interesting
thinking occurred as you built something rather different. It seems
to me that the real issue is the anxiety produced by legal
uncertainty and how to manage it. A more positive engagement with
the fact that law is a weak form of social control might reduce
rather than increase this anxiety. Social order comes from more
powerful places than government dictates: we were social animals many
an eon before the appearance of the first state. | > > | We said when discussing Cohen that law is a weak form of social control—that law does not determine, but reflects. And it must be weak because the law does not even control itself, at least under Cohen’s social values-based approach.
So when I ask myself now, after ten months of law school, what the law is, or what it means, I cannot truly say. I suppose in trying to lessen the anxiety about the world, the law is not really the best place to turn to find truth. It is itself a rabbit hole, at least from what I’ve seen of legal theory so far.
When I ask myself what a lawyer is, I think of him as a moderator, or negotiator, like a coach directing players in court where the judge is the (sometimes biased) referee. Only this game is recorded in detail and even the smallest changes can affect precedent.
Additionally, what most of this thinking has really helped me realize is that I could never be first and foremost a lawyer. One of our guest speakers in Legal Methods said: “Even if you lose your job, you’ll always have your profession. You’ll always be a lawyer.” | | | |
< < | | | \ No newline at end of file | |
> > | But learning law, and someday practicing law do not define who I am. I’m starting to see more that law is not a pair of goggles that I have to wear for the rest of my life, but that it’s just another life experience that I can choose to utilize in a way that means something to me. |
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