Law in Contemporary Society

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The Use of Foreign Sources in Supreme Court Decisions: Why Is It an Issue Today?


WenweiLaiFirstPaper 12 - 19 Jul 2010 - Main.WenweiLai
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 The refusal to join the ICC is easier to understand since joining the ICC means a restraint on the military means that can be used. As to the resistance to the use of foreign sources in Constitutional interpretation, it is harder to find any immediate interest. In fact, the arguments provided by the conservatives seem to be purely legal. For example, they would argue that foreign sources are not part of the Constitution; the Court cannot enforce a Constitutional right by changing what the right is. However, this argument confuses two different questions: whether the Court CAN use it and whether the Court SHOULD use it in a specific case. When a persuasive authority is used properly, there should not be the problem of changing what a Constitutional right is.
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To respond to the “persuasive source” argument, the conservatives contend that the use of foreign sources by the Court is only nose-counting: we can’t follow something simply because it is followed by others. This is unconvincing as well. Doesn’t the mere fact that most countries in the world are protecting a right means something? For example, the Convention on the Rights of the Child, which was cited in Roper v. Simmons (2005), was ratified by every country in the world except for the US and Somalia. Isn’t it enough to justify the Court’s search for the rationale behind the right’s universal acceptance? The resistance to foreign sources, just like the refusal of the ICC, puts the US together will some totalitarian countries.
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To respond to the “persuasive source” argument, the conservatives contend that the use of foreign sources by the Court is only nose-counting: we can’t follow something simply because it is followed by others. This is unconvincing as well. Doesn’t the mere fact that most countries in the world are protecting a right means something? For example, the Convention on the Rights of the Child, which was cited in Roper v. Simmons (2005), was ratified by every country in the world except for the US and Somalia. Isn’t it enough to justify the Court’s search for the rationale behind the right’s universal acceptance? The resistance to foreign sources, just like the refusal of the ICC, puts the US together with some totalitarian countries.
 The resistance to foreign sources may not necessarily be linked to the development of US unilateralism. It may be said that the conservatives refuse a specific source simply because they don’t like it, such as the abolishment of capital punishment. However, if this is the case, then there is no need for them to reject foreign sources as a whole, since sometimes foreign sources may be on their side. Bradwell is a good example: foreign sources are not always liberal. As a result, a more plausible interpretation may be that the resistance is only part of a larger political ploy. For instance, this website attacks the use of foreign sources by the Court, and then reaches the conclusion that “whether unsafe, unhealthy Mexican trucks will soon be roaming U.S. highways may be decided by a NAFTA tribunal instead of by U.S. law” At the end of the day, the resistance is a political product, not a legal one. \ No newline at end of file

WenweiLaiFirstPaper 11 - 17 Jul 2010 - Main.WenweiLai
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 In recent years, the use of foreign sources in Supreme Court decisions has become a hotly debated issue. After the Court in Lawrence v. Texas (2003) cited a European Court of Human Rights decision to overrule Bowers v. Hardwick (1986) and strike down a Texan law banning sodomy, House Republicans even introduced a resolution stating that “foreign authorities should not be used at all for U.S. cases,” except in some special instances. In fact, the issue was discussed and largely resolved almost 200 years ago.
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In Evans v. Eaton (1822), Justice Story cited several English decisions (the ones made after Independence and thus not accepted into American law) in a patent case, drawing criticism from Justice Livingston’s dissent: “…we should be extremely cautious in adopting the rules which have been introduced into other countries, and under laws not in every respect like our own, however respectable the tribunals may be which may have prescribed those rules.” (A similar debate between them was also seen in United States v. Smith (1820)) Later, in Pennock v. Dialogue (1829), Justice Story cited English decisions in another patent case, this time without any dissenting opinions. Since then, the use of foreign sources had become a common practice in Supreme Court jurisprudence. For example, in Bradwell v. State (1872), the Court held that women were not allowed to practice law, because this was unheard of in England.
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In Evans v. Eaton (1822), Justice Story cited several English decisions (the ones made after Independence and thus not accepted into American law) in a patent case, drawing criticism from Justice Livingston’s dissent: “…we should be extremely cautious in adopting the rules which have been introduced into other countries, and under laws not in every respect like our own, however respectable the tribunals may be which may have prescribed those rules.” (A similar debate between them was also seen in United States v. Smith (1820)) Later, in Pennock v. Dialogue (1829), Justice Story cited English decisions in another patent case, this time without any dissenting opinions. Since then, the use of foreign sources has become a common practice in Supreme Court jurisprudence. For example, in Bradwell v. State (1872), the Court held that women were not allowed to practice law, because this was unheard of in England.
 However, when the Court cited international sources in Atkins v. Virginia (2002) to declare executions of mentally retarded criminals unconstitutional, the conservatives argued heavily against anything that was not included in the original meaning of the Eight Amendment, foreign sources included. Following the decision, various law review articles started debating this issue. All of a sudden, the dormant volcano erupted again.
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For the critics, a distinction can be made between patent law and constitutional law: the Constitution is the embodiment of the popular sovereignty of the people, and the use of foreign sources in constitutional interpretation is thus even more suspicious. However, it is doubtful whether there is such a fundamental difference between patent law and constitutional law. In Marbury v. Madison (1804), the Court held that the Constitution should be applied by courts, just like ordinary laws. Even for the Eight Amendment, which is in the center of the dispute today, in Trop v. Dulles (1958) that “… the civilized nations of the world are in virtual unanimity that statelessness is not to be imposed as punishment for crime” contributed to the Court’s conclusion that denationalization of petitioner violated the Constitution. Therefore, the resistance to foreign sources in Constitutional interpretation is just as baseless.
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For the critics, a distinction can be made between patent law and constitutional law: the Constitution is the embodiment of the popular sovereignty of the people, and the use of foreign sources in constitutional interpretation is thus even more suspicious. However, it is doubtful whether there is such a fundamental difference between patent law and constitutional law. In Marbury v. Madison (1804), the Court held that the Constitution should be applied by courts, just like ordinary laws. Even for the Eight Amendment, which is in the center of the dispute today, in Trop v. Dulles (1958) that “… the civilized nations of the world are in virtual unanimity that statelessness is not to be imposed as punishment for crime” contributed to the Court’s conclusion that denationalization of petitioner violated the Constitution. Therefore, the resistance to foreign sources in Constitutional interpretation is just as baseless in terms of past cases.
 

The political context: the United States became more anti-international and leaned toward unilateralism.

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On the other hand, the Constitution is used anti-internationally in other contexts too. For example, after the Rome Statute reached the requisite 60 ratifications in 2002, the Bush Administration made it clear to the UN that the US recognized no obligation toward it. America’s refusal to join the ICC was supported by conservatives on various Constitutional bases: the judicial power of the United States cannot be exercised by a foreign court, the procedural protection does not satisfy the Bill of Rights, etc. Just like the use of foreign sources, this opposition to the ICC is unsound historically: the US had been an active participant in many similar international criminal courts, and it even expressed the desire to create a permanent international criminal court in the 50s.Therefore, the opposition to the use of foreign sources can be seen as part of a broader trend: the resistance to anything foreign and refusal of international standards.
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On the other hand, the Constitution is used anti-internationally in other contexts too. For example, after the Rome Statute reached the requisite 60 ratifications in 2002, the Bush Administration made it clear to the UN that the US recognized no obligation toward it. America’s refusal to join the ICC was supported by conservatives on various Constitutional bases: the judicial power of the United States cannot be exercised by a foreign court, the procedural protection does not satisfy the Bill of Rights, etc. Just like the use of foreign sources, this opposition to the ICC is unsound historically: the US has been an active participant in many similar international criminal courts, and it even expressed the desire to create a permanent international criminal court in the 50s.Therefore, the opposition to the use of foreign sources can be seen as part of a broader trend: the resistance to anything foreign and refusal of international standards.
 

The conservatives offer some legal arguments, but they are political in fact.

The refusal to join the ICC is easier to understand since joining the ICC means a restraint on the military means that can be used. As to the resistance to the use of foreign sources in Constitutional interpretation, it is harder to find any immediate interest. In fact, the arguments provided by the conservatives seem to be purely legal. For example, they would argue that foreign sources are not part of the Constitution; the Court cannot enforce a Constitutional right by changing what the right is. However, this argument confuses two different questions: whether the Court CAN use it and whether the Court SHOULD use it in a specific case. When a persuasive authority is used properly, there should not be the problem of changing what a Constitutional right is.

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To respond to the “persuasive source” argument, the conservatives contend that the use of foreign sources by the Court is only nose-counting: we can’t follow something simply because it is followed by others. Doesn’t the mere fact that most countries in the world are protecting a right means something? For example, the Convention on the Rights of the Child, which was cited in Roper v. Simmons (2005), was ratified by every country in the world except for the US and Somalia. Isn’t it enough to justify the Court’s search for the rationale behind the right’s universal acceptance? The resistance to foreign sources, just like the refusal of the ICC, puts the US together will some totalitarian countries.
>
>
To respond to the “persuasive source” argument, the conservatives contend that the use of foreign sources by the Court is only nose-counting: we can’t follow something simply because it is followed by others. This is unconvincing as well. Doesn’t the mere fact that most countries in the world are protecting a right means something? For example, the Convention on the Rights of the Child, which was cited in Roper v. Simmons (2005), was ratified by every country in the world except for the US and Somalia. Isn’t it enough to justify the Court’s search for the rationale behind the right’s universal acceptance? The resistance to foreign sources, just like the refusal of the ICC, puts the US together will some totalitarian countries.
 The resistance to foreign sources may not necessarily be linked to the development of US unilateralism. It may be said that the conservatives refuse a specific source simply because they don’t like it, such as the abolishment of capital punishment. However, if this is the case, then there is no need for them to reject foreign sources as a whole, since sometimes foreign sources may be on their side. Bradwell is a good example: foreign sources are not always liberal. As a result, a more plausible interpretation may be that the resistance is only part of a larger political ploy. For instance, this website attacks the use of foreign sources by the Court, and then reaches the conclusion that “whether unsafe, unhealthy Mexican trucks will soon be roaming U.S. highways may be decided by a NAFTA tribunal instead of by U.S. law” At the end of the day, the resistance is a political product, not a legal one.

WenweiLaiFirstPaper 10 - 16 Jul 2010 - Main.WenweiLai
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After 2002, suddenly justification is needed for the Court to cite foreign sources.

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In recent years, the use of foreign sources in Supreme Court decisions has become a hotly debated issue. After the Court in Lawrence v. Texas (2003) cited a European Court of Human Rights decision to overrule Bowers v. Hardwick (1986) and strike down a Texan law banning sodomy, House Republicans even introduced a resolution stating that “foreign authorities should not be used at all for U.S. cases,” except in some special instances. In fact, the issue was discussed and largely resolved almost 200 years ago. In Evans v. Eaton (1822), Justice Story cited several English decisions (the ones made after Independence and thus not accepted into American law) in a patent case, drawing criticism from Justice Livingston’s dissent: “…we should be extremely cautious in adopting the rules which have been introduced into other countries, and under laws not in every respect like our own, however respectable the tribunals may be which may have prescribed those rules.” Later, in Pennock v. Dialogue (1829), Justice Story cited English decisions in another patent case, this time without any dissenting opinions. Since then, there had been no dispute on this issue for a long time. For example, in Bradwell v. State (1872), the Court held that women were not allowed to practice law, because this was unheard of in England.
>
>
In recent years, the use of foreign sources in Supreme Court decisions has become a hotly debated issue. After the Court in Lawrence v. Texas (2003) cited a European Court of Human Rights decision to overrule Bowers v. Hardwick (1986) and strike down a Texan law banning sodomy, House Republicans even introduced a resolution stating that “foreign authorities should not be used at all for U.S. cases,” except in some special instances. In fact, the issue was discussed and largely resolved almost 200 years ago.
 
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However, when the Court cited international sources in Atkins v. Virginia (2002) to declare executions of mentally retarded criminals unconstitutional, the conservatives argued heavily against anything that was not enshrined in the original meaning of the Eight Amendment, foreign sources included. Following the decision, various law review articles started debating this issue. All of a sudden, the dormant volcano erupted again.
>
>
In Evans v. Eaton (1822), Justice Story cited several English decisions (the ones made after Independence and thus not accepted into American law) in a patent case, drawing criticism from Justice Livingston’s dissent: “…we should be extremely cautious in adopting the rules which have been introduced into other countries, and under laws not in every respect like our own, however respectable the tribunals may be which may have prescribed those rules.” (A similar debate between them was also seen in United States v. Smith (1820)) Later, in Pennock v. Dialogue (1829), Justice Story cited English decisions in another patent case, this time without any dissenting opinions. Since then, the use of foreign sources had become a common practice in Supreme Court jurisprudence. For example, in Bradwell v. State (1872), the Court held that women were not allowed to practice law, because this was unheard of in England.
 
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The political context: the United States became more anti-international and leaned toward unilateralism.

>
>
However, when the Court cited international sources in Atkins v. Virginia (2002) to declare executions of mentally retarded criminals unconstitutional, the conservatives argued heavily against anything that was not included in the original meaning of the Eight Amendment, foreign sources included. Following the decision, various law review articles started debating this issue. All of a sudden, the dormant volcano erupted again.
 
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Examples: the refusal to join the ICC and the illegal war in Iraq.

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For the critics, a distinction can be made between patent law and constitutional law: the Constitution is the embodiment of the popular sovereignty of the people, and the use of foreign sources in constitutional interpretation is thus even more suspicious. However, it is doubtful whether there is such a fundamental difference between patent law and constitutional law. In Marbury v. Madison (1804), the Court held that the Constitution should be applied by courts, just like ordinary laws. Even for the Eight Amendment, which is in the center of the dispute today, in Trop v. Dulles (1958) that “… the civilized nations of the world are in virtual unanimity that statelessness is not to be imposed as punishment for crime” contributed to the Court’s conclusion that denationalization of petitioner violated the Constitution. Therefore, the resistance to foreign sources in Constitutional interpretation is just as baseless.
 
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The justification for these acts provided by the government is strikingly similar to the arguments against the use of foreign sources.

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The political context: the United States became more anti-international and leaned toward unilateralism.

 
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Analysis of the arguments provided by the conservatives in the dissenting opinions and their supporters in law review articles: political arguments masked as legal arguments.

>
>
On the other hand, the Constitution is used anti-internationally in other contexts too. For example, after the Rome Statute reached the requisite 60 ratifications in 2002, the Bush Administration made it clear to the UN that the US recognized no obligation toward it. America’s refusal to join the ICC was supported by conservatives on various Constitutional bases: the judicial power of the United States cannot be exercised by a foreign court, the procedural protection does not satisfy the Bill of Rights, etc. Just like the use of foreign sources, this opposition to the ICC is unsound historically: the US had been an active participant in many similar international criminal courts, and it even expressed the desire to create a permanent international criminal court in the 50s.Therefore, the opposition to the use of foreign sources can be seen as part of a broader trend: the resistance to anything foreign and refusal of international standards.
 
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Driving force behind the political movement?

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The conservatives offer some legal arguments, but they are political in fact.

 
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After September 11th, a need to reassert the popular sovereignty?

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The refusal to join the ICC is easier to understand since joining the ICC means a restraint on the military means that can be used. As to the resistance to the use of foreign sources in Constitutional interpretation, it is harder to find any immediate interest. In fact, the arguments provided by the conservatives seem to be purely legal. For example, they would argue that foreign sources are not part of the Constitution; the Court cannot enforce a Constitutional right by changing what the right is. However, this argument confuses two different questions: whether the Court CAN use it and whether the Court SHOULD use it in a specific case. When a persuasive authority is used properly, there should not be the problem of changing what a Constitutional right is.
 
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Or a more cynical view: just the means to extend American hegemony?

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To respond to the “persuasive source” argument, the conservatives contend that the use of foreign sources by the Court is only nose-counting: we can’t follow something simply because it is followed by others. Doesn’t the mere fact that most countries in the world are protecting a right means something? For example, the Convention on the Rights of the Child, which was cited in Roper v. Simmons (2005), was ratified by every country in the world except for the US and Somalia. Isn’t it enough to justify the Court’s search for the rationale behind the right’s universal acceptance? The resistance to foreign sources, just like the refusal of the ICC, puts the US together will some totalitarian countries.
 
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Which view is closer to what is (or was, hopefully) really going on?

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The resistance to foreign sources may not necessarily be linked to the development of US unilateralism. It may be said that the conservatives refuse a specific source simply because they don’t like it, such as the abolishment of capital punishment. However, if this is the case, then there is no need for them to reject foreign sources as a whole, since sometimes foreign sources may be on their side. Bradwell is a good example: foreign sources are not always liberal. As a result, a more plausible interpretation may be that the resistance is only part of a larger political ploy. For instance, this website attacks the use of foreign sources by the Court, and then reaches the conclusion that “whether unsafe, unhealthy Mexican trucks will soon be roaming U.S. highways may be decided by a NAFTA tribunal instead of by U.S. law” At the end of the day, the resistance is a political product, not a legal one.

WenweiLaiFirstPaper 9 - 12 Jul 2010 - Main.WenweiLai
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After 2002, suddenly justification is needed for the Court to cite foreign sources.

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In the past, there was little scholastic discussion on this topic, and the Court seemed to have little problem with this question that has been resolved long ago.

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In recent years, the use of foreign sources in Supreme Court decisions has become a hotly debated issue. After the Court in Lawrence v. Texas (2003) cited a European Court of Human Rights decision to overrule Bowers v. Hardwick (1986) and strike down a Texan law banning sodomy, House Republicans even introduced a resolution stating that “foreign authorities should not be used at all for U.S. cases,” except in some special instances. In fact, the issue was discussed and largely resolved almost 200 years ago. In Evans v. Eaton (1822), Justice Story cited several English decisions (the ones made after Independence and thus not accepted into American law) in a patent case, drawing criticism from Justice Livingston’s dissent: “…we should be extremely cautious in adopting the rules which have been introduced into other countries, and under laws not in every respect like our own, however respectable the tribunals may be which may have prescribed those rules.” Later, in Pennock v. Dialogue (1829), Justice Story cited English decisions in another patent case, this time without any dissenting opinions. Since then, there had been no dispute on this issue for a long time. For example, in Bradwell v. State (1872), the Court held that women were not allowed to practice law, because this was unheard of in England.
 
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Starting from the Atkins decision in 2002, foreign sources would draw sharp criticism from the conservatives once they appear in any decisions. It also became a hotly debated issue in law review articles.

>
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However, when the Court cited international sources in Atkins v. Virginia (2002) to declare executions of mentally retarded criminals unconstitutional, the conservatives argued heavily against anything that was not enshrined in the original meaning of the Eight Amendment, foreign sources included. Following the decision, various law review articles started debating this issue. All of a sudden, the dormant volcano erupted again.
 

The political context: the United States became more anti-international and leaned toward unilateralism.


WenweiLaiFirstPaper 8 - 10 Jul 2010 - Main.WenweiLai
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The Use of Foreign Sources in the Supreme Court's Cruel and Unusual Punishment Jurisprudence

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The Use of Foreign Sources in Supreme Court Decisions: Why Is It an Issue Today?

 -- By WenweiLai - 25 Feb 2010
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The Eighth Amendment provides, “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” In Trop v. Dulles (1958), the Supreme Court held that “the evolving standards of decency that mark the progress of a maturing society” shall be the standard to decide whether a punishment is so disproportionate as to be “cruel and unusual.” Starting from Atkins v. Virginia (2002), the Court has cited international sources to interpret “cruel and usual punishment” in three cases. The use of foreign sources drew sharp criticism from the dissenters in the Court, scholars, and even politicians. Congress passed a resolution to condemn the use of foreign sources. The critics, the most vocal among whom Justice Scalia, argued that “the Court’s discussion of foreign sources as dictum that was meaningless yet dangerous on the ground that it invited judicial imposition of foreign moods, fads, or fashions on Americans.”
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After 2002, suddenly justification is needed for the Court to cite foreign sources.

 
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Citing international sources is a Court tradition

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In the past, there was little scholastic discussion on this topic, and the Court seemed to have little problem with this question that has been resolved long ago.

 
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However, there is a 200-year tradition of using foreign sources in Constitutional interpretation in the Court jurisprudence. As early as 1804, Chief Justice John Marshall established the Charming Betsy principle- courts should not adopt a construction that would violate international law unless there is no alternative construction. Murray v. Charming Betsy (1804). As to the Eighth Amendment, in Trop that “the civilized nations of the world are in virtual unanimity that statelessness is not to be imposed as punishment for crime” contributed to the conclusion that denationalization of petitioner violated the Constitution.
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Starting from the Atkins decision in 2002, foreign sources would draw sharp criticism from the conservatives once they appear in any decisions. It also became a hotly debated issue in law review articles.

 
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The driving force behind the newborn trend of resistance: countermajoritarian difficulty, a fundamentally flawed theory

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The political context: the United States became more anti-international and leaned toward unilateralism.

 
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Therefore, the attack on the use of international sources is a rather newborn phenomenon. However, this trend must be examined in a broader context: the development of the countermajoritarian difficulty theory. After Professor Alexander Bickel published this theory in the 1960s, it soon became the most hotly debated problem in American Constitutional law. Since unelected judges lack the legitimacy that political branches enjoy, an argument can naturally be made that they should not transplant foreign ideas into American Constitutional law, the dominant player of which is not the judicial branch.
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Examples: the refusal to join the ICC and the illegal war in Iraq.

 
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Under this approach, judicial restraint is a required virtue, and judicial activism is not acceptable. However, this approach is based on a flawed assumption: the elected officials are more legitimate than the judges. They are not. Congress is so interest-group-dominated that is it highly doubtful they can represent the people very well. Moreover, the Court has the power to check and balance Congress by the Constitution’s institutional design. I would rather believe the living-Constitution doctrine, which was embodied in Trop: “Time works changes, brings into existence new conditions and purposes. Theretofore a principle, to be vital, must be capable of wider application than the mischief which gave it birth.” Since the words of a constitutional provision like “cruel and unusual” is seldom clearly defined, the Court should look at external sources to help its decisionmaking. Anything that relates contemporary decisions to contemporary phenomena is a step in the right direction.
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The justification for these acts provided by the government is strikingly similar to the arguments against the use of foreign sources.

 
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This doctrine makes even more sense when the external sources are trends commonly accepted by the global community. Federalist No. 63 argued that “in doubtful cases, particularly where the national councils may be warped by some strong passion or momentary interest, the presumed or known opinion of the impartial world may be the best guide that can be followed.” In other words, when Congress is dominated by domestic interest groups, foreign sources can help the Court resist the biased decisions made by Congress.
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Analysis of the arguments provided by the conservatives in the dissenting opinions and their supporters in law review articles: political arguments masked as legal arguments.

 
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Difficulty in distinguishing usable sources: the Court needs to address it in its use of foreign sources

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Driving force behind the political movement?

 
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For the conservatives, the use of foreign sources raises an even more serious concern than an ordinary countermajoritarian difficulty problem does, because the issue of sovereignty is also involved. They treat the use of foreign sources as a foreign intrusion upon the popular sovereignty of the United States. This attitude is probably unique to Americans, and it can be seen from this country’s resistance to international organizations like the International Criminal Court. However, such criticism is justifiable only when the foreign sources are treated as binding authorities. The Court has never done this. In Atkins, the Court stated that world opinions are “by no means dispositive.” The Court also explained in Roper v. Simmons (2005) that global views confirmed but did not control its decision that capital punishment of juvenile offenders is forbidden by the Constitution. Therefore, the seemingly self-evident argument that foreign source means a foreign intrusion is unfounded.
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After September 11th, a need to reassert the popular sovereignty?

 
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Another argument against the use of foreign sources can be paraphrased in the following words from Scalia in Roper: “…all the Court has done today… is to look over the heads of the crowd and pick out its friends.” Compared with the prior criticism, this one does not doubt the legitimacy of citing foreign sources. Rather, it focuses on the difficulty of selection among various foreign sources. Even though foreign sources are just used as persuasive authority, they still affect the judgment of the Court. So it is imperative that the Court accept only the sources that are really persuasive. Up to now, there has not been a clear framework as to in terms of source selection, but the Court is aware of this problem. For example, in Lawrence v. Texas (2003), another decision citing foreign sources (esp. a European Court of Human Rights decision) to overrule a prior decision regarding sodomy, the Court emphasized that it was borrowing from the common Western civilization upon which the Constitution was founded.
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Or a more cynical view: just the means to extend American hegemony?

 
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The use of foreign sources can be justified if the Court gives a proper explanation that the foreign legal systems it looks to share with the US a common respect for human rights. Therefore, the decisions citing international human rights conventions, like Lawrence or Roper (which cited the Convention on the Rights of the Child), would be the most highly justified ones. On the other hand, when a foreign country shares less in common with the US with respect to the problem at issue, like citing decisions from a parliamentarian system country for a separation of powers question, it may be harder for the Court to justify its use of foreign sources.
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Which view is closer to what is (or was, hopefully) really going on?

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WenweiLaiFirstPaper 7 - 28 May 2010 - Main.WenweiLai
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Cruel and Usual Punishment: Transcendental Nonsense and the Functional Approach at the Same Time

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The Use of Foreign Sources in the Supreme Court's Cruel and Unusual Punishment Jurisprudence

 -- By WenweiLai - 25 Feb 2010
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The Eighth Amendment provides, “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” In Trop v. Dulles (1958), the Supreme Court held that “the evolving standards of decency that mark the progress of a maturing society” shall be the standard to decide whether a punishment is so disproportionate as to be “cruel and unusual.” Starting from Atkins v. Virginia (2002), the Court has cited international sources to interpret “cruel and usual punishment” in three cases. The use of foreign sources drew sharp criticism from the dissenters in the Court, scholars, and even politicians. Congress passed a resolution to condemn the use of foreign sources. The critics, the most vocal among whom Justice Scalia, argued that “the Court’s discussion of foreign sources as dictum that was meaningless yet dangerous on the ground that it invited judicial imposition of foreign moods, fads, or fashions on Americans.”
 
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I. The current cruel and unusual punishment jurisprudence of the Supreme Court: Roper

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Citing international sources is a Court tradition

 
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The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005),
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However, there is a 200-year tradition of using foreign sources in Constitutional interpretation in the Court jurisprudence. As early as 1804, Chief Justice John Marshall established the Charming Betsy principle- courts should not adopt a construction that would violate international law unless there is no alternative construction. Murray v. Charming Betsy (1804). As to the Eighth Amendment, in Trop that “the civilized nations of the world are in virtual unanimity that statelessness is not to be imposed as punishment for crime” contributed to the conclusion that denationalization of petitioner violated the Constitution.
 
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Not a good citation form. It does not uniquely identify a case.
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The driving force behind the newborn trend of resistance: countermajoritarian difficulty, a fundamentally flawed theory

 
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basing its decision on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
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Therefore, the attack on the use of international sources is a rather newborn phenomenon. However, this trend must be examined in a broader context: the development of the countermajoritarian difficulty theory. After Professor Alexander Bickel published this theory in the 1960s, it soon became the most hotly debated problem in American Constitutional law. Since unelected judges lack the legitimacy that political branches enjoy, an argument can naturally be made that they should not transplant foreign ideas into American Constitutional law, the dominant player of which is not the judicial branch.
 
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A. Transcendental nonsense adopted by the Court

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Under this approach, judicial restraint is a required virtue, and judicial activism is not acceptable. However, this approach is based on a flawed assumption: the elected officials are more legitimate than the judges. They are not. Congress is so interest-group-dominated that is it highly doubtful they can represent the people very well. Moreover, the Court has the power to check and balance Congress by the Constitution’s institutional design. I would rather believe the living-Constitution doctrine, which was embodied in Trop: “Time works changes, brings into existence new conditions and purposes. Theretofore a principle, to be vital, must be capable of wider application than the mischief which gave it birth.” Since the words of a constitutional provision like “cruel and unusual” is seldom clearly defined, the Court should look at external sources to help its decisionmaking. Anything that relates contemporary decisions to contemporary phenomena is a step in the right direction.
 
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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case.
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This doctrine makes even more sense when the external sources are trends commonly accepted by the global community. Federalist No. 63 argued that “in doubtful cases, particularly where the national councils may be warped by some strong passion or momentary interest, the presumed or known opinion of the impartial world may be the best guide that can be followed.” In other words, when Congress is dominated by domestic interest groups, foreign sources can help the Court resist the biased decisions made by Congress.
 
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Not a good form of reference either. "Since 1958" would work if all that matters is the year, but if "a case" is needed, as it is here, then "Trop v. Dulles (1958)" takes but one additional word.
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Difficulty in distinguishing usable sources: the Court needs to address it in its use of foreign sources

 
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Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolution of social standards; sometimes they lead the evolution. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. Opposition to the death penalty appears to grow the longer the country has been without the punishment.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
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For the conservatives, the use of foreign sources raises an even more serious concern than an ordinary countermajoritarian difficulty problem does, because the issue of sovereignty is also involved. They treat the use of foreign sources as a foreign intrusion upon the popular sovereignty of the United States. This attitude is probably unique to Americans, and it can be seen from this country’s resistance to international organizations like the International Criminal Court. However, such criticism is justifiable only when the foreign sources are treated as binding authorities. The Court has never done this. In Atkins, the Court stated that world opinions are “by no means dispositive.” The Court also explained in Roper v. Simmons (2005) that global views confirmed but did not control its decision that capital punishment of juvenile offenders is forbidden by the Constitution. Therefore, the seemingly self-evident argument that foreign source means a foreign intrusion is unfounded.
 
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This is non-sequitur. The Court can perceive that banishment, or executing children, are no longer actions tolerable under the society's prevailing standards of decency without having previously ruled that the actions are unconstitutional, just as the Convention Parliament could perceive that James II's use of whipping and aggression against habeas corpus went too far.
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Another argument against the use of foreign sources can be paraphrased in the following words from Scalia in Roper: “…all the Court has done today… is to look over the heads of the crowd and pick out its friends.” Compared with the prior criticism, this one does not doubt the legitimacy of citing foreign sources. Rather, it focuses on the difficulty of selection among various foreign sources. Even though foreign sources are just used as persuasive authority, they still affect the judgment of the Court. So it is imperative that the Court accept only the sources that are really persuasive. Up to now, there has not been a clear framework as to in terms of source selection, but the Court is aware of this problem. For example, in Lawrence v. Texas (2003), another decision citing foreign sources (esp. a European Court of Human Rights decision) to overrule a prior decision regarding sodomy, the Court emphasized that it was borrowing from the common Western civilization upon which the Constitution was founded.
 
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In Stanford (1989),

Also inadequate.

the case overruled by Roper, another transcendental nonsense was put forward to explain the previous one: “national consensus,” which meant the execution could be abolished only when there was a national consensus that it should no longer exist. If there had been any national consensus, how could this have been hotly debated by the opponents and proponents? This requirement is a convenient tool for the conservatives to uphold the constitutionality of a punishment. However, when a decision tries to keep the national consensus requirement and abolish an existing punishment at the same time, problems will follow.

B. The Court is, in fact, a realistic Court under the cover of transcendental nonsense

In Roper, the majority claimed there had been a national consensus that executing a juvenile was cruel and unusual. Therefore, in citing the international trend toward the same direction, the court was only looking for “confirmation for our own conclusions.” However, there was no such consensus at all: only thirty states had abolished such execution before the Roper decision was made. A sixty percent majority was hardly a “consensus.” It was abolished by the Court not because of a national consensus, but because the instability and the emotional imbalance of young people might often be a factor in the crime, as scientific and sociological research showed. And this opinion was supported by the overwhelming weight of international sources.

No. It was abolished because a majority of Justices abhorred the practice. Your realism is unrealistic.

II. Foreign sources as a functional approach in Constitution interpretation

This is really a fundamentally different topic. Combining the two makes more trouble for you than it sheds light.

A. The use of foreign sources should be justified

Law is what it does. Therefore, courts are justified in considering what the laws they are making will do. In Cohen’s words, “Only by… projecting beyond the decision the lines of its force upon the future, do we come to an understanding of the meaning of the decision itself.” Scientific and sociological research provides courts with a good source in predicting the effect of the newly-made law. However, the research is only prediction; for empirical evidence, courts must look at other countries where a similar scheme has been in practice for a while. The experiences of other countries can help courts better understand the possible outcome that their judgments will bring about. In this sense, the use of foreign sources is highly justified.

That's a specious but meretricious argument. "Similar" experience in other places could hardly be used to displace legislation, after all. So the question is not about how to make good policy, but about the nature and extent of judicial power. The arguments made against citing foreign sources in US Constitutional cases are also meretricious, and you can confront them successfully if you try, perhaps by learning some history of the controversy over the use of English cases in the early national US courts. But confronting the arguments means not trying to hit the ball where they ain't.

B. So, are the dissenters out of their minds?

All my reasoning above is based on the assumption that the functional approach, a product of the so-called legal realism, is the correct one. However, this assumption does not hold true to everyone. As Justice Scalia said in his Roper dissent, “this is no way to run a legal system.” According to the legal philosophy which he purports to follow, such a law does not change and these particular words ("cruel and unusual") have a fixed meaning. Therefore, the functional approach is no justification for the use of foreign sources.

Too many steps skipped. Two questions arise, after all, which would be answered separately if a foreign case (perhaps an English case from 1695, for example?) shed light on the fixed meaning of "cruel and unusual punishment" in the Bill of Rights of 1689.

C. Transcendental nonsense from a strategic perspective

If there had been five Scalias on the bench, executing juveniles would have still been constitutional.

But that's not the result of a dispute about the meaning of the Eighth Amendment. That's because Nino doesn't regard executing children as an abhorrent practice. (The Catholic Church has always found ways to remain unconcerned about the practice.) That was clear from his first Term on the Court.

There were not, so the liberals got what they wanted. However, they got it at a cost: the Roper decision was a mixture of the functional approach and some transcendental nonsense like “the evolving standards of decency that mark the progress of a maturing society.” The two ideas are incompatible,

Certainly not.

and the combination causes confusion and ambiguity, just as Blackstone did in throwing Hobbs and Coke together.

I think you mean Hobbes. This aside causes you way more trouble than it's worth, because you haven't got a prayer of reducing Blackstone to the sum of Hobbes and Coke, and all you do is make apparent that you haven't any significant first-hand experience of either Blackstone or Coke.

But we have to be practical here: the majority needed five votes. If they had given up the transcendental nonsense, they would not have got five votes. To get the important fifth vote, the price that had to be paid was to let him (the Roper majority was written by Justice Kennedy) include the transcendental nonsense in the opinion.

This assumes that the other judges in the majority don't believe that the Eighth Amendment's words require a contemporary assessment of what constitutes "cruelty" or "unusualness." On the basis of my limited experience of those human beings I think you're wrong in that assumption as to at least three. So what's your evidence for this proposition?

From a purely scholastic point of view, this is a bad approach, and it makes the decision seem fragile in the face of dissenters’ criticism: if it is evidence of a national consensus for which we are looking, then the viewpoints of other countries simply are not relevant. On the other hand, this is a smart approach in practice. The law is what it does, not how it does. As a Chinese leader said, “I don’t care if it’s a white cat or a black cat; as long as it can catch mice it’s a good cat.”

Quoting Deng Xiaoping casually in a discussion of capital punishment has a rather sinister wit about it. I would ask whether it is a good idea.

As I said above, I think the attempt to discuss two quite distinct issues in the space available acted to the detriment of the essay as to both. You need to choose which, I think, you want to write about.

So far as the Eighth Amendment jurisprudence is concerned, you need to be careful to explain your ideas not in Cohen's rhetoric, but in your own. His leads you astray, because you wind up treating any "living constitution" position as "transcendental nonsense," which is a contentious conclusion you do not establish. For me, as a historian, "original intention" is transcendental nonsense, and anything that relates contemporary constitutional decisions to contemporary political phenomena, including even the presence or absence of current political consensus, is—if not entire realism—a step in the correct direction. I may be wrong as any reader can be wrong, but you must show me why I am wrong, not try to assert your way past me.

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The use of foreign sources can be justified if the Court gives a proper explanation that the foreign legal systems it looks to share with the US a common respect for human rights. Therefore, the decisions citing international human rights conventions, like Lawrence or Roper (which cited the Convention on the Rights of the Child), would be the most highly justified ones. On the other hand, when a foreign country shares less in common with the US with respect to the problem at issue, like citing decisions from a parliamentarian system country for a separation of powers question, it may be harder for the Court to justify its use of foreign sources.
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It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.
 

Cruel and Usual Punishment: Transcendental Nonsense and the Functional Approach at the Same Time

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I. The current cruel and unusual punishment jurisprudence of the Supreme Court: Roper

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The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005), basing its decision on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
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The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005),

Not a good citation form. It does not uniquely identify a case.

basing its decision on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.

 

A. Transcendental nonsense adopted by the Court

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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case. Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolution of social standards; sometimes they lead the evolution. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. Opposition to the death penalty appears to grow the longer the country has been without the punishment.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case.

Not a good form of reference either. "Since 1958" would work if all that matters is the year, but if "a case" is needed, as it is here, then "Trop v. Dulles (1958)" takes but one additional word.

Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolution of social standards; sometimes they lead the evolution. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. Opposition to the death penalty appears to grow the longer the country has been without the punishment.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.

This is non-sequitur. The Court can perceive that banishment, or executing children, are no longer actions tolerable under the society's prevailing standards of decency without having previously ruled that the actions are unconstitutional, just as the Convention Parliament could perceive that James II's use of whipping and aggression against habeas corpus went too far.
 
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In Stanford (1989), the case overruled by Roper, another transcendental nonsense was put forward to explain the previous one: “national consensus,” which meant the execution could be abolished only when there was a national consensus that it should no longer exist. If there had been any national consensus, how could this have been hotly debated by the opponents and proponents? This requirement is a convenient tool for the conservatives to uphold the constitutionality of a punishment. However, when a decision tries to keep the national consensus requirement and abolish an existing punishment at the same time, problems will follow.
>
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In Stanford (1989),

Also inadequate.

the case overruled by Roper, another transcendental nonsense was put forward to explain the previous one: “national consensus,” which meant the execution could be abolished only when there was a national consensus that it should no longer exist. If there had been any national consensus, how could this have been hotly debated by the opponents and proponents? This requirement is a convenient tool for the conservatives to uphold the constitutionality of a punishment. However, when a decision tries to keep the national consensus requirement and abolish an existing punishment at the same time, problems will follow.

 

B. The Court is, in fact, a realistic Court under the cover of transcendental nonsense

In Roper, the majority claimed there had been a national consensus that executing a juvenile was cruel and unusual. Therefore, in citing the international trend toward the same direction, the court was only looking for “confirmation for our own conclusions.” However, there was no such consensus at all: only thirty states had abolished such execution before the Roper decision was made. A sixty percent majority was hardly a “consensus.” It was abolished by the Court not because of a national consensus, but because the instability and the emotional imbalance of young people might often be a factor in the crime, as scientific and sociological research showed. And this opinion was supported by the overwhelming weight of international sources.

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No. It was abolished because a majority of Justices abhorred the practice. Your realism is unrealistic.
 

II. Foreign sources as a functional approach in Constitution interpretation

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This is really a fundamentally different topic. Combining the two makes more trouble for you than it sheds light.
 

A. The use of foreign sources should be justified

Law is what it does. Therefore, courts are justified in considering what the laws they are making will do. In Cohen’s words, “Only by… projecting beyond the decision the lines of its force upon the future, do we come to an understanding of the meaning of the decision itself.” Scientific and sociological research provides courts with a good source in predicting the effect of the newly-made law. However, the research is only prediction; for empirical evidence, courts must look at other countries where a similar scheme has been in practice for a while. The experiences of other countries can help courts better understand the possible outcome that their judgments will bring about. In this sense, the use of foreign sources is highly justified.

Added:
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That's a specious but meretricious argument. "Similar" experience in other places could hardly be used to displace legislation, after all. So the question is not about how to make good policy, but about the nature and extent of judicial power. The arguments made against citing foreign sources in US Constitutional cases are also meretricious, and you can confront them successfully if you try, perhaps by learning some history of the controversy over the use of English cases in the early national US courts. But confronting the arguments means not trying to hit the ball where they ain't.
 

B. So, are the dissenters out of their minds?

All my reasoning above is based on the assumption that the functional approach, a product of the so-called legal realism, is the correct one. However, this assumption does not hold true to everyone. As Justice Scalia said in his Roper dissent, “this is no way to run a legal system.” According to the legal philosophy which he purports to follow, such a law does not change and these particular words ("cruel and unusual") have a fixed meaning. Therefore, the functional approach is no justification for the use of foreign sources.

Added:
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Too many steps skipped. Two questions arise, after all, which would be answered separately if a foreign case (perhaps an English case from 1695, for example?) shed light on the fixed meaning of "cruel and unusual punishment" in the Bill of Rights of 1689.
 

C. Transcendental nonsense from a strategic perspective

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If there had been five Scalias on the bench, executing juveniles would have still been constitutional. There were not, so the liberals got what they wanted. However, they got it at a cost: the Roper decision was a mixture of the functional approach and some transcendental nonsense like “the evolving standards of decency that mark the progress of a maturing society.” The two ideas are incompatible, and the combination causes confusion and ambiguity, just as Blackstone did in throwing Hobbs and Coke together. But we have to be practical here: the majority needed five votes. If they had given up the transcendental nonsense, they would not have got five votes. To get the important fifth vote, the price that had to be paid was to let him (the Roper majority was written by Justice Kennedy) include the transcendental nonsense in the opinion.
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If there had been five Scalias on the bench, executing juveniles would have still been constitutional.
 
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From a purely scholastic point of view, this is a bad approach, and it makes the decision seem fragile in the face of dissenters’ criticism: if it is evidence of a national consensus for which we are looking, then the viewpoints of other countries simply are not relevant. On the other hand, this is a smart approach in practice. The law is what it does, not how it does. As a Chinese leader said, “I don’t care if it’s a white cat or a black cat; as long as it can catch mice it’s a good cat.”
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But that's not the result of a dispute about the meaning of the Eighth Amendment. That's because Nino doesn't regard executing children as an abhorrent practice. (The Catholic Church has always found ways to remain unconcerned about the practice.) That was clear from his first Term on the Court.

There were not, so the liberals got what they wanted. However, they got it at a cost: the Roper decision was a mixture of the functional approach and some transcendental nonsense like “the evolving standards of decency that mark the progress of a maturing society.” The two ideas are incompatible,

Certainly not.

and the combination causes confusion and ambiguity, just as Blackstone did in throwing Hobbs and Coke together.

I think you mean Hobbes. This aside causes you way more trouble than it's worth, because you haven't got a prayer of reducing Blackstone to the sum of Hobbes and Coke, and all you do is make apparent that you haven't any significant first-hand experience of either Blackstone or Coke.

But we have to be practical here: the majority needed five votes. If they had given up the transcendental nonsense, they would not have got five votes. To get the important fifth vote, the price that had to be paid was to let him (the Roper majority was written by Justice Kennedy) include the transcendental nonsense in the opinion.

This assumes that the other judges in the majority don't believe that the Eighth Amendment's words require a contemporary assessment of what constitutes "cruelty" or "unusualness." On the basis of my limited experience of those human beings I think you're wrong in that assumption as to at least three. So what's your evidence for this proposition?
 
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You are entitled to restrict access to your paper if you want to. But we all derive immense benefit from reading one another's work, and I hope you won't feel the need unless the subject matter is personal and its disclosure would be harmful or undesirable. To restrict access to your paper simply delete the "#" on the next line:
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From a purely scholastic point of view, this is a bad approach, and it makes the decision seem fragile in the face of dissenters’ criticism: if it is evidence of a national consensus for which we are looking, then the viewpoints of other countries simply are not relevant. On the other hand, this is a smart approach in practice. The law is what it does, not how it does. As a Chinese leader said, “I don’t care if it’s a white cat or a black cat; as long as it can catch mice it’s a good cat.”
 
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Quoting Deng Xiaoping casually in a discussion of capital punishment has a rather sinister wit about it. I would ask whether it is a good idea.

As I said above, I think the attempt to discuss two quite distinct issues in the space available acted to the detriment of the essay as to both. You need to choose which, I think, you want to write about.

So far as the Eighth Amendment jurisprudence is concerned, you need to be careful to explain your ideas not in Cohen's rhetoric, but in your own. His leads you astray, because you wind up treating any "living constitution" position as "transcendental nonsense," which is a contentious conclusion you do not establish. For me, as a historian, "original intention" is transcendental nonsense, and anything that relates contemporary constitutional decisions to contemporary political phenomena, including even the presence or absence of current political consensus, is—if not entire realism—a step in the correct direction. I may be wrong as any reader can be wrong, but you must show me why I am wrong, not try to assert your way past me.

 
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WenweiLaiFirstPaper 5 - 23 Mar 2010 - Main.WenweiLai
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It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.

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A. Transcendental nonsense adopted by the Court

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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case. Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolvement of social standards; sometimes they lead the evolvement. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. Opposition to the death penalty appears to grow the longer the country has been without the punishment.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
>
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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case. Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolution of social standards; sometimes they lead the evolution. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. Opposition to the death penalty appears to grow the longer the country has been without the punishment.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
 In Stanford (1989), the case overruled by Roper, another transcendental nonsense was put forward to explain the previous one: “national consensus,” which meant the execution could be abolished only when there was a national consensus that it should no longer exist. If there had been any national consensus, how could this have been hotly debated by the opponents and proponents? This requirement is a convenient tool for the conservatives to uphold the constitutionality of a punishment. However, when a decision tries to keep the national consensus requirement and abolish an existing punishment at the same time, problems will follow.

WenweiLaiFirstPaper 4 - 06 Mar 2010 - Main.WenweiLai
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It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.

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I. The current cruel and unusual punishment jurisprudence of the Supreme Court: Roper

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The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005), basing its decisions on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
>
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The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005), basing its decision on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
 

A. Transcendental nonsense adopted by the Court

Changed:
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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case. Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolvement of social standards; sometimes they lead the evolvement. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. The public did not think there was anything wrong with death penalty when it was abolished 50 years ago. Fifty years later, the people are uniformly against death penalty.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
>
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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case. Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolvement of social standards; sometimes they lead the evolvement. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. Opposition to the death penalty appears to grow the longer the country has been without the punishment.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
 In Stanford (1989), the case overruled by Roper, another transcendental nonsense was put forward to explain the previous one: “national consensus,” which meant the execution could be abolished only when there was a national consensus that it should no longer exist. If there had been any national consensus, how could this have been hotly debated by the opponents and proponents? This requirement is a convenient tool for the conservatives to uphold the constitutionality of a punishment. However, when a decision tries to keep the national consensus requirement and abolish an existing punishment at the same time, problems will follow.
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B. So, are the dissenters out of their minds?

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All my reasoning above is based on the assumption that the functional approach, a product of the so-called legal realism, is the correct one. However, this assumption does not hold true to everyone. As Justice Scalia said in his Roper dissent, “this is no way to run a legal system.” According to the legal philosophy which he purports to follow, what the law is today equals what the law was 250 years ago. Therefore, the functional approach is no justification for the use of foreign sources.
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All my reasoning above is based on the assumption that the functional approach, a product of the so-called legal realism, is the correct one. However, this assumption does not hold true to everyone. As Justice Scalia said in his Roper dissent, “this is no way to run a legal system.” According to the legal philosophy which he purports to follow, such a law does not change and these particular words ("cruel and unusual") have a fixed meaning. Therefore, the functional approach is no justification for the use of foreign sources.
 

C. Transcendental nonsense from a strategic perspective


WenweiLaiFirstPaper 3 - 01 Mar 2010 - Main.WenweiLai
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It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.

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I. The current cruel and unusual punishment jurisprudence of the Supreme Court: Roper

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The Eight Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005), basing its decisions on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
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The Eighth Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005), basing its decisions on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
 

A. Transcendental nonsense adopted by the Court


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 It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.
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 It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.
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Paper Title

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Cruel and Usual Punishment: Transcendental Nonsense and the Functional Approach at the Same Time

 -- By WenweiLai - 25 Feb 2010
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Section I: The current cruel and unusual punishment jurisprudence in the Supreme Court

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I. The current cruel and unusual punishment jurisprudence of the Supreme Court: Roper

 
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Subsection A: Transcendental nonsense adopted by the Court

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The Eight Amendment provides: “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishment inflicted.” Is executing a juvenile under 18 cruel and unusual? The Supreme Court answered this question in the affirmative in Roper (2005), basing its decisions on some transcendental nonsense. Interestingly, the decision is criticized most often not for its legal reasoning, but for its use of foreign sources to support its conclusion.
 
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A. Transcendental nonsense adopted by the Court

 
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Subsub 1: "the evolving standards of decency that mark the progress of a maturing society"; "national consensus"

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“The evolving standards of decency that mark the progress of a maturing society” has been the Court’s test in determining whether a punishment is so disproportionate as to be “cruel and unusual” since a 1958 case. Such a definition falls into what Cohen called a vicious cycle. Court decisions are always part of the evolvement of social standards; sometimes they lead the evolvement. The fact that the Court ruled executing a juvenile unconstitutional made the execution a violation of “the evolving standards.” (Although I don’t have any empirical evidence on this specific question, my reasoning here is based on other countries’ experience in the abolition of death penalty. The public did not think there was anything wrong with death penalty when it was abolished 50 years ago. Fifty years later, the people are uniformly against death penalty.) So it is putting the cart before the horse for the Court to regard “the evolving standards” as a reason for declaring the execution unconstitutional.
 
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Subsection B: The Court is, in fact, a realistic Court under the cover of transcendental nonsense- the use of foreign sources

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In Stanford (1989), the case overruled by Roper, another transcendental nonsense was put forward to explain the previous one: “national consensus,” which meant the execution could be abolished only when there was a national consensus that it should no longer exist. If there had been any national consensus, how could this have been hotly debated by the opponents and proponents? This requirement is a convenient tool for the conservatives to uphold the constitutionality of a punishment. However, when a decision tries to keep the national consensus requirement and abolish an existing punishment at the same time, problems will follow.
 
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B. The Court is, in fact, a realistic Court under the cover of transcendental nonsense

 
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Section II: Foreign sources as a functional approach in Constitution interpretation

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In Roper, the majority claimed there had been a national consensus that executing a juvenile was cruel and unusual. Therefore, in citing the international trend toward the same direction, the court was only looking for “confirmation for our own conclusions.” However, there was no such consensus at all: only thirty states had abolished such execution before the Roper decision was made. A sixty percent majority was hardly a “consensus.” It was abolished by the Court not because of a national consensus, but because the instability and the emotional imbalance of young people might often be a factor in the crime, as scientific and sociological research showed. And this opinion was supported by the overwhelming weight of international sources.
 
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Subsection A: The use should be justified

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II. Foreign sources as a functional approach in Constitution interpretation

 
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Subsub 1: Probing behind: there have been plenty of Supreme Court decisions citing foreign sources

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A. The use of foreign sources should be justified

 
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Subsub 2: Projecting forward: the foreign experiences are the best empirical evidence in support of the abolition

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Law is what it does. Therefore, courts are justified in considering what the laws they are making will do. In Cohen’s words, “Only by… projecting beyond the decision the lines of its force upon the future, do we come to an understanding of the meaning of the decision itself.” Scientific and sociological research provides courts with a good source in predicting the effect of the newly-made law. However, the research is only prediction; for empirical evidence, courts must look at other countries where a similar scheme has been in practice for a while. The experiences of other countries can help courts better understand the possible outcome that their judgments will bring about. In this sense, the use of foreign sources is highly justified.
 
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Subsection B: So, are the dissenters out of their minds?

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B. So, are the dissenters out of their minds?

 
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Subsub 1: The legitimacy of constitutional comparativism should be determined by constitutional theory

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All my reasoning above is based on the assumption that the functional approach, a product of the so-called legal realism, is the correct one. However, this assumption does not hold true to everyone. As Justice Scalia said in his Roper dissent, “this is no way to run a legal system.” According to the legal philosophy which he purports to follow, what the law is today equals what the law was 250 years ago. Therefore, the functional approach is no justification for the use of foreign sources.
 
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Subsub 2: Textualism is not a functional approach

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C. Transcendental nonsense from a strategic perspective

 
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If there had been five Scalias on the bench, executing juveniles would have still been constitutional. There were not, so the liberals got what they wanted. However, they got it at a cost: the Roper decision was a mixture of the functional approach and some transcendental nonsense like “the evolving standards of decency that mark the progress of a maturing society.” The two ideas are incompatible, and the combination causes confusion and ambiguity, just as Blackstone did in throwing Hobbs and Coke together. But we have to be practical here: the majority needed five votes. If they had given up the transcendental nonsense, they would not have got five votes. To get the important fifth vote, the price that had to be paid was to let him (the Roper majority was written by Justice Kennedy) include the transcendental nonsense in the opinion.
 
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From a purely scholastic point of view, this is a bad approach, and it makes the decision seem fragile in the face of dissenters’ criticism: if it is evidence of a national consensus for which we are looking, then the viewpoints of other countries simply are not relevant. On the other hand, this is a smart approach in practice. The law is what it does, not how it does. As a Chinese leader said, “I don’t care if it’s a white cat or a black cat; as long as it can catch mice it’s a good cat.”
 
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Section III: Conclusion: the use of foreign source is justified, and the Court should abandon the use of transcendental nonsense.

 
You are entitled to restrict access to your paper if you want to. But we all derive immense benefit from reading one another's work, and I hope you won't feel the need unless the subject matter is personal and its disclosure would be harmful or undesirable. To restrict access to your paper simply delete the "#" on the next line:

WenweiLaiFirstPaper 1 - 25 Feb 2010 - Main.WenweiLai
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META TOPICPARENT name="FirstPaper"

It is strongly recommended that you include your outline in the body of your essay by using the outline as section titles. The headings below are there to remind you how section and subsection titles are formatted.

Paper Title

-- By WenweiLai - 25 Feb 2010

Section I: The current cruel and unusual punishment jurisprudence in the Supreme Court

Subsection A: Transcendental nonsense adopted by the Court

Subsub 1: "the evolving standards of decency that mark the progress of a maturing society"; "national consensus"

Subsection B: The Court is, in fact, a realistic Court under the cover of transcendental nonsense- the use of foreign sources

Section II: Foreign sources as a functional approach in Constitution interpretation

Subsection A: The use should be justified

Subsub 1: Probing behind: there have been plenty of Supreme Court decisions citing foreign sources

Subsub 2: Projecting forward: the foreign experiences are the best empirical evidence in support of the abolition

Subsection B: So, are the dissenters out of their minds?

Subsub 1: The legitimacy of constitutional comparativism should be determined by constitutional theory

Subsub 2: Textualism is not a functional approach

Section III: Conclusion: the use of foreign source is justified, and the Court should abandon the use of transcendental nonsense.


You are entitled to restrict access to your paper if you want to. But we all derive immense benefit from reading one another's work, and I hope you won't feel the need unless the subject matter is personal and its disclosure would be harmful or undesirable. To restrict access to your paper simply delete the "#" on the next line:

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